Do Startups Offer 401(k)?


Job seekers are seeing increasingly more options for employment and are enticed by the benefits of joining a startup. However, financial stability is an important factor, and employees want to know if that means sacrificing essential benefits like the 401(k). 

Typically, startups that are just starting can’t afford to offer 401(k) plans. However, most startups will eventually provide some variety of a 401(k) plan as they progress. Startups like Calm, Curology, and Unite Us are a few examples of startups that offer 401(k) along with other great benefits.

This article will explain why it’s easier than ever for startups to offer 401(k) plans to employees if they match contributions and the type of plans they may offer. It’ll also share some examples of startups currently offering retirement packages and the benefits of joining a startup company.

IMPORTANT SIDENOTE: I surveyed 1500+ traders to understand how social trading impacted their trading outcomes. The results shocked my belief system! Read my latest article: ‘Exploring Social Trading: Community, Profit, and Collaboration’ for my in-depth findings through the data collected from this survey!

Why More Startups Today Are Offering 401(k)?

In the past, employee retirement plans were less feasible to attain. Their high costs and complicated nature made them more suited for larger companies with thousands of employees. However, it has become much easier for startups and small businesses to offer comprehensive retirement plans to their employees in recent years. 

Below are a few reasons why it is reasonable for a startup to offer 401(k) to their employees:

401(k) Has Become More Affordable

In December 2019, former President Donald Trump signed the Setting Every Community Up for Retirement (SECURE) Act into law. This act increased the tax benefits for businesses offering 401(k) benefits. Startups can now earn a credit of up to $5,000, and automatic enrollment can make them an additional $1,500 in credits per year for 3 years. 

This alone makes the idea of offering retirement packages more rewarding. Not to mention, many more 401(k) plans are available to choose from than before, with many tailored specifically for startups. 

This surplus keeps the costs reasonable and allows companies to make the best decision for them. Also, most plans offer a flat rate per employee rather than a percentage of managed assets. 

Technology Makes 401(k) Contributions Easier 

Previously, starting and maintaining 401(k) plans for employees involved enormous paperwork and time spent figuring it out. Today, in this digital environment setting it up can be as simple as visiting the provider’s website. 

Do Startups Match Contributions?

Like any employer, matching contributions aren’t a guarantee since they’re not required. However, since many startups seek top talent to help their business grow, they’ll offer matching contributions to incentivize their employees to apply. 

Making this decision is also beneficial to the business because employer contributions are also tax-deductible. The most common employer match is half of what the employee matches up to 6% of their pay. However, few companies match more or less. 

Types of 401(k) Startups May Offer

Retirement platforms like Guideline and Human Interest make it more straightforward and more affordable for startups to offer quality 401(k) plans to their employees without breaking the bank. 

Below are two popular plans that they may offer:

Safe Harbor

The Safe Harbor 401(k) plan is a retirement plan that requires a minimum contribution for all employees. There isn’t a vesting period for these contributions, meaning they belong to the employee once contributed. 

This type of plan levels the playing field across all pay scales, job titles, and tenure, which helps companies that offer it pass the IRS nondiscrimination test. This plan has 3 types:

  • Elective (basic match): Company matches 100% of employee contributions up to 3% of pay plus an additional 50% of what they contribute up to 2% of their pay
  • Elective (enhanced match): Company matches 100% of employee contributions up to 4% of their pay
  • Non-elective: Company contributes 3% of employee’s pay regardless of whether they make contributions 

Traditional

A traditional 401(k) plan is a retirement plan that allows employees to make pre-tax contributions to their plan. Employers aren’t required to make contributions to this plan, but it can be subject to a vesting period if they choose to. 

Additionally, they can elect to contribute to all participants or based on the employee’s contribution. This type of plan is subject to nondiscrimination testing. Therefore, employers must perform annual tests to ensure that they meet requirements [Actual Deferral Percentage (ADP) and Actual Contribution Percentage (ACP) tests].

Simple 

The Simple 401(k) plan is a simplified version of the traditional. However, in this version, the employer must make contributions. They can choose to make matching contributions up to 3% of the employee’s pay or a non-elective contribution of the eligible employee’s salary. Additionally, employees are vested in all contributions. 

Employers can allow hardship withdrawals and loans to this plan for the benefit of their employees, and this type of plan isn’t subject to nondiscrimination testing. 

Startups can qualify for this type of 401(k) plan if they employ less than 100 people, don’t have any other form of retirement plans, and file a Form 5500 each year.

Startups That Offer 401(k) 

The market for quality employees is getting more competitive by the day, and startups have to fight to stand amongst larger corporations. Nonetheless, many stand out as not only offering great benefits but, according to Forbes, being one of the best places to work. Check them out below. 

Curology

Curology is a skincare company that makes customized products for its clients. The company is headquartered in San Francisco, California, and was founded by Dr. Lortscher and his family in 2014. As of today, the company employs about 450 individuals. It offers: 

  • Parental Leave
  • Health, dental and vision insurance
  • 401(k) plan
  • Flexible spending plans
  • Commuter benefits
  • PTO 
  • Expensed commuter benefits
  • Daily paid lunch
  • Free Curology subscription

Calm

Calm is a software company that offers meditation and wellness products via the Calm application. The company is headquartered in San Francisco, California, and founded by Alex Tew and Michael Smith in 2021. To date, the company employs around 50 people and manage to offer incredible benefits like: 

  • 401(k)
  • Extended learning budget
  • Parental leave
  • 100% paid health, dental, and vision
  • PTO
  • Fitness/wellness stipends
  • Work from home stipend

Unite Us

Unite Us is a technology company that connects social service and health organizations with community members that need their services. It is headquartered in New York City, New York, founded by Dan Brillman and Taylor Justice in 2013. Unite Us now employs about 570 people and offers the following benefits: 

  • Parental leave
  • 401(k) Match
  • PTO
  • Commuter benefits
  • Health, dental and vision coverage

Benefits of Joining a Startup

Aside from offering great benefits, startups may be appealing to job seekers for many other reasons. Because they’re smaller than other corporations, startups have a much different and close-knit culture. To grow and become successful, they have to employ driven and passionate people.  

In the early stages, employees may find themselves wearing different hats within the company. This gives them a feeling of spontaneity and purpose that might not easily be found at larger companies. 

Lastly, you get to feel like you’re a part of something great. Your efforts in a startup company will be easily recognizable, and you will be there to witness the growth. 

Author’s Recommendations: Top Trading and Investment Resources To Consider

Before concluding this article, I wanted to share few trading and investment resources that I have vetted, with the help of 50+ consistently profitable traders, for you. I am confident that you will greatly benefit in your trading journey by considering one or more of these resources.

Conclusion

Most startup companies offer 401(k) plans because they have become more affordable and simplified due to new laws and competition. Some startups also offer a 401(k) match and other lucrative benefits. There’s much competition to secure top talent, and startups don’t want to lose out on the right individuals to help scale their business. 

BEFORE YOU GO: Don’t forget to check out my latest article – ‘Exploring Social Trading: Community, Profit, and Collaboration. I surveyed 1500+ traders to identify the impact social trading can have on your trading performance, and shared all my findings in this article. No matter where you are in your trading journey today, I am confident that you will find this article helpful!

Affiliate Disclosure: We participate in several affiliate programs and may be compensated if you make a purchase using our referral link, at no additional cost to you. You can, however, trust the integrity of our recommendation. Affiliate programs exist even for products that we are not recommending. We only choose to recommend you the products that we actually believe in.

Subscribe To Our Mailing List

We send no more than 1 newsletter every month

and, you can unsubscribe at any time

    We respect your privacy. Unsubscribe at any time.

    1. 401(k) investing. (n.d.). A vibrant market is at its best when it works for everyone. | FINRA.org. https://www.finra.org/investors/learn-to-invest/types-investments/retirement/401k-investing
    2. 401(k) plans. (n.d.). U.S. Department of Labor. https://www.dol.gov/agencies/ebsa/key-topics/retirement/401k-plans
    3. 401k resource guide plan participants 401k plan overview. (2020, November 23). Internal Revenue Service | An official website of the United States government. https://www.irs.gov/retirement-plans/plan-participant-employee/401k-resource-guide-plan-participants-401k-plan-overview
    4. America’s best startup employers 2021. (n.d.). Forbes. https://www.forbes.com/americas-best-startup-employers/#7f8bb5326527
    5. SEC.gov | Financial readiness – Planning for retirement. (2019, January 28). SEC.gov. https://www.sec.gov/financial-readiness/planning-for-retirement
    6. Text – H.R.1994 – 116th Congress (2019-2020): Setting every community up for retirement enhancement Act of 2019. (2019, June 3). Congress.gov | Library of Congress. https://www.congress.gov/bill/116th-congress/house-bill/1994/text
    7. Traditional and Roth 401(k) plans. (n.d.). Investor.gov. https://www.investor.gov/additional-resources/retirement-toolkit/employer-sponsored-plans/traditional-and-roth-401k-plans

    Navdeep Singh

    Navdeep has been an avid trader/investor for the last 10 years and loves to share what he has learned about trading and investments here on TradeVeda. When not managing his personal portfolio or writing for TradeVeda, Navdeep loves to go outdoors on long hikes.

    Recent Posts